Trade Surveillance in 2025
From JPMorgan’s $450 million data governance fines to the high-profile manipulation and fraud conviction of Archego’s Bill Hwang, trade surveillance and abuse were center stage ...
Trade Surveillance: The Complexity of Modern Market Manipulation
Recent expensive enforcements involving major financial institutions (FIs) like JPMorgan Chase & Co. (JPM) and Goldman Sachs (GS) underscore the profound risks associated with incomplete data reporting and inadequate surveillance mechanisms that are not capable of adapting to the strategies in use today. In the...