Personal Liability: What Compliance Professionals Need to Know

Holding individuals responsible for committing crimes at large financial institutions has evolved into penalizing compliance officers for both minor and major regulatory oversight failures that missed malfeasance, according to speakers on the "Personal Liability: What Compliance Professionals Need to Know" panel at the ACAMS 15th Annual AML and Financial Crime Conference in Las Vegas on September 27, 2016.

Leave a Reply