Christine Feldpausch, CAMS—Richmond, Virgina, USA

Christine Feldpausch is currently a compliance officer at Cary Street Partners LLC, an investment banking and wealth management firm in Richmond, Virgina. Her duties include supporting the firm’s AML and Fraud Detection Programs. Feldpausch also assists in managing the AML and compliance training of the firm’s associated persons, conducting surveillance of the AML daily and monthly reports, conducting fraud detection reviews, performing audits to ensure compliance with CIP guidelines and reviewing check blotters and deposit transactions.

Feldpausch’s experience also includes knowledge of regulatory issues. She assists with monitoring, incorporating and managing new requirements set forth by FINRA, the SEC and various state regulatory entities. In addition, Feldpausch participates in the development, maintenance and training of the firm’s compliance policies and procedures and code of ethics. Previously, she served on NASD’s Licensing and Registration Council and worked directly with industry and regulatory members.

Feldpausch has over 15 years of experience in the banking and securities industry. She is an executive board member of the ACAMS Richmond Chapter, is a Certified Anti-Money Laundering Specialist (CAMS), a Certified Fraud Examiner (CFE), serves on her firm’s Compliance and Legal Committee and holds several securities licenses.

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