Sven Stumbauer is the managing director at AlixPartners. In this role he leads AlixPartners’ global anti-money laundering (AML) and sanctions practice, serving clients across North America and Latin America, the Caribbean, Europe and Asia. Stumbauer’s industry expertise includes U.S. and international financial institutions, regulatory compliance, fraud issues, AML and Office of Foreign Assets Control (OFAC) compliance.
He has a wealth of experience leading complex, high-profile cross-border projects, providing assistance to clients and regulatory bodies in over 40 countries. In particular, he has led major engagements involving AML/OFAC compliance, fraud and corruption investigations, transactional due diligence and compliance training to both financial institutions and regulators throughout the world. Stumbauer has also provided expert guidance to leading financial institutions and their boards of directors on compliance with AML, OFAC regulations, and the Foreign Corrupt Practices Act.
In addition, Stumbauer has hands-on experience providing advisory services around government matters involving Deferred Prosecution Agreements, Cease and Desist Orders and Memorandums of Understanding. He has led numerous matters and/or provided reports to various governmental agencies, such as the U.S. Department of Justice, the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Federal Reserve, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the New York Department of Financial Services and foreign government agencies.